Xuan Nguyen, financial advisor Alviso CA
93 score

Xuan Nguyen

CRD Number: 1409091
Current Firm: Transamerica Financial Advisors, Inc.

Xuan Nguyen (CRD# 1409091) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Alviso, CA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Alviso, CA Jan 2012 - Current 4
World System Buider Alviso, CA Dec 2004 - Current 12
Gold Team LLC San Jose, CA Oct 2004 - Current 12
X-press Alviso, CA Jul 2004 - Current 12
Nja Holdings, LLC Alviso, CA Apr 2002 - Current 14
International Marketing Group Makati, Mar 2002 - Current 14
Wfg Alviso, CA Jun 2001 - Current 15
Nguyen Dynasty, Inc. Alviso, CA Dec 1998 - Current 18
Wfg Taiwan Taipei, Jul 2002 - Jul 2016 14
Investment Advisors International, Inc. Duluth, GA Oct 2008 - Jan 2012 3
World Group Securities Alviso, CA Apr 2002 - Jan 2012 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1985
S65 NASAA Investment Advisors Law Examination Oct 2008
Contact Info for Xuan T. Nguyen
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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