Xuan Nguyen (CRD# 1409091) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Alviso, CA and has over 38 years of experience in the finance industry.
CRD# 3262592
Captrust
CRD# 2055289
Powering Your Retirement
CRD# 1351279
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Wfg Direct | Alviso, CA | Aug 2021 - Current | 2 |
Wsb Partners, Inc. | Alviso, CA | Sep 2020 - Current | 3 |
Transamerica Financial Advisors, Inc. | Alviso, CA | Jan 2012 - Current | 12 |
X-press | Alviso, CA | Jul 2004 - Current | 19 |
Nja Holdings, LLC | Alviso, CA | Apr 2002 - Current | 22 |
Wfg | Alviso, CA | Jun 2001 - Current | 22 |
Nguyen Dynasty, Inc. | Alviso, CA | Dec 1998 - Current | 25 |
Gold Team LLC | San Jose, CA | Oct 2004 - Nov 2019 | 15 |
International Marketing Group | Makati, | Mar 2002 - Oct 2016 | 14 |
Wfg Taiwan | Taipei, | Jul 2002 - Jul 2016 | 14 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1985 |
S65 | NASAA Investment Advisors Law Examination | Oct 2008 |
- CA
-
Total Assets Under Management1,619MILLIONS
-
Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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