Seth Swindle (CRD# 5392085) is an Investment Advisor Representative working at Strive Investment Management, LLC in American Fork, UT and has over 16 years of experience in the finance industry. Seth Swindle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 840425
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Strive Investment Management, LLC | American Fork, UT | Mar 2016 - Current | 8 |
| Certiport, Inc. | American Fork, UT | Feb 2011 - Jan 2018 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2007 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2016 |
- UT
-
Total Assets Under Management5MILLIONS
-
Total Number of Accounts74ACCOUNTS
-
Average Account Value$68,685
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
UT
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