CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4690465
Key Investment Services LLC
CRD# 1604730
Lytle Investments
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pathway Partners Wealth Advisors, LLC | Amherst, NY | Jan 2023 - Current | 1 |
| American Portfolios | Holbrook, NY | Jul 2019 - Dec 2022 | 3 |
| Gwn Securities | Youngstown, NY | Jul 2014 - Jul 2019 | 5 |
| Main Wine & Spirits | Dunkirk, NY | Aug 2009 - Jun 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2014 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site-
Total Assets Under Management34MILLIONS
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Total Number of Accounts274ACCOUNTS
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Average Account Value$125,305
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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