Ryan O'connor, financial advisor West Seneca NY

Ryan O'connor

CRD Number: 5928179
Current Firm: Northwestern Mutual Investment Services,llc

Ryan O'connor (CRD# 5928179) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in West Seneca, NY and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current 8
Northwestern Mutual Investment Services, LLC Williamsville, NY Jan 2012 - Current 12
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2011 - Current 12
Northwestern Mutual Investment Services, LLC Williamsville, NY Mar 2014 - Mar 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2012
S65 NASAA Investment Advisors Law Examination Mar 2014
Contact Info for Ryan P. O'connor
Phone Number: 866-950-4644
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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