Roberto Romero Leon (CRD# 7400252) is an Investment Advisor Representative working at Mosley Wealth Management, Inc. in Anaheim, CA and has 1 year of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mosley Wealth Management | Anaheim, CA | Nov 2023 - Current | < 1 |
| Gideon Strategic Partners | Santa Monica, CA | May 2023 - Aug 2023 | < 1 |
| Local Tax | Bellflower, CA | Dec 2022 - Apr 2023 | < 1 |
| Sandeep Gupta | Manhattan Bch, CA | Sep 2021 - Nov 2022 | 1 |
| Northwestern Mutual Investment Services LLC | Manhattan Bch, CA | Sep 2021 - Nov 2022 | 1 |
| Sandeep Gupta | Manhattan Beach, CA | Jun 2021 - Sep 2021 | < 1 |
| Student | San Diego, CA | Aug 2017 - May 2021 | 3 |
| Cfg Wealth Management | San Diego, CA | May 2020 - Mar 2021 | < 1 |
| Student | Palos Verdes Estates, CA | Aug 2015 - Jul 2017 | 1 |
| Student | Guadalajara, | Aug 2013 - Jul 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | May 2023 |
- CA
-
Total Assets Under Management127MILLIONS
-
Total Number of Accounts426ACCOUNTS
-
Average Account Value$297,899
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, ID, LA, TN, TX, WA
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