Dianne Brand, financial advisor Andover MA
90 score

Dianne Brand

CRD Number: 6143829
Current Firm: The Financial Advisors, LLC

Dianne Brand (CRD# 6143829) is an Investment Advisor Representative working at The Financial Advisors, LLC in Andover, MA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Lincoln Financial Securities Andover, MA Sep 2013 - Current 4
The Financial Advisors, LLC Andover, MA Sep 2013 - Current 4
Unemployed Alton, NH May 2013 - Aug 2013 < 1
Dietz And Lynch Capital Newburyport, MA Dec 2012 - Apr 2013 < 1
Lpl Financial Newburyport, MA Dec 2012 - Apr 2013 < 1
Td Bank Farmington, NH Dec 2011 - Dec 2012 1
N/a Greenwich, CT May 2010 - Nov 2011 1
Instinct Laboratory Portchester, NY Sep 2009 - Apr 2010 < 1
N/a Greenwich, CT Apr 2009 - Aug 2009 < 1
Newell Funding LLC Armonk, NY Sep 2007 - Mar 2009 1
N/a Greenwich, CT Dec 2002 - Aug 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2013
Contact Info for Dianne Brand
Phone Number: 978-475-3242
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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