Lindsey Moccia (CRD# 6353218) is an Investment Advisor Representative working at Td Private Client Wealth LLC in Andover, MA and has over 6 years of experience in the finance industry.
CRD# 4257163
Prosperity Wealth Management, Inc.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 1350047
Legacy Financial Solutions, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Td Private Client Wealth, LLC | Andover, MA | Sep 2015 - Current | 8 |
| Td Bank, N.a. | Andover, MA | Sep 2015 - Current | 8 |
| Td Private Client Wealth, LLC | Burlington, MA | Jan 2015 - Sep 2015 | < 1 |
| Td Bank, N.a. | Burlington, MA | Jun 2014 - Sep 2015 | 1 |
| Td Bank N.a. | Beverly, MA | Oct 2007 - Jun 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2018 |
- AZ
- AR
- CA
- CO
- CT
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- ME
- MD
- MA
- MI
- MN
- MT
- NH
- NJ
- NM
- NY
- NC
- OH
- OK
- OR
- PA
- RI
- SC
- TX
- UT
- VT
- VA
- WA
- WI
-
Total Assets Under Management12,265MILLIONS
-
Total Number of Accounts16,422ACCOUNTS
-
Average Account Value$746,855
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.