Christopher Swatta, financial advisor Annapolis MD
90 score

Christopher Swatta

CRD Number: 6134384
Current Firm: Rbc Capital Markets, LLC

Christopher Swatta (CRD# 6134384) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Annapolis, MD and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Annapolis, MD Nov 2012 - Current 4
Boatyard Bar And Grill Annapolis, MD Jan 2012 - Oct 2012 < 1
Annapolis Yacht Club Annapolis, MD Aug 2011 - Dec 2011 < 1
College Of Charleston Severn, MD Aug 2010 - Jul 2011 < 1
Annapolis Community Boating` Annapolis, MD May 2009 - Aug 2010 1
Swatson Builder Annapolis, MD Jun 2008 - Jul 2009 1
Severn Sailing Association Annapolis, MD May 2006 - Oct 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for Christopher M. Swatta
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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