Geoffrey James, financial advisor Ansonia CT
93 score

Geoffrey James

CRD Number: 5632101
Current Firm: Wells Fargo Advisors, LLC

Geoffrey James (CRD# 5632101) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Ansonia, CT and has over 6 years of experience in the finance industry.

Similar Advisors
Peter Scholtz, financial advisor Ansonia CT
Peter D. Scholtz
CRD# 873183
Scholtz & Co
Score
103
Similar Advisors
Thomas Beirne III, financial advisor Ansonia CT
Thomas Beirne III
CRD# 2481521
Halsey Associates Inc.
Score
101
Similar Advisors
Gianni Dimeglio, financial advisor Ansonia CT
Gianni L. Dimeglio
CRD# 4702472
Td Private Client Wealth LLC
Score
101
Company Name Location Dates Years
Wachovia Bank, N.a. Greenwich, CT Nov 2010 - Current 6
Wells Fargo Advisors LLC Greenwich, CT Nov 2010 - Current 6
Unemployed Trumbull, CT Sep 2010 - Nov 2010 < 1
Northwestern Mutual Investment Services, LLC Westport, CT Apr 2009 - Sep 2010 1
Northwestrn Mutual Life Insurance Company Milwaukee, WI Dec 2008 - Sep 2010 1
Smooth Productions, LLC Trumbull, CT Jun 2007 - Mar 2010 2
Unemployed Atlanta, GA Jan 2008 - Dec 2008 < 1
Morehouse College Atlanta, GA Aug 2003 - Jul 2008 4
The Pecan College Park, GA Nov 2007 - Jan 2008 < 1
Block-ent/bad Boy South Atlanta, GA Oct 2006 - Nov 2007 1
Up The Creek Atlanta, GA Sep 2006 - Oct 2006 < 1
Unemployed Atlanta, GA Jul 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2010
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Geoffrey M. James
Phone Number: 314-875-3000
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Geoffrey James and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.