Shaminder Dhindsa, financial advisor San Diego CA

Shaminder Dhindsa

CRD Number: 6337523
Current Firm: Gwn Securities Inc.

Shaminder Dhindsa (CRD# 6337523) is an Investment Advisor Representative working at Gwn Securities Inc. in San Diego, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Gwn Securities, Inc. Palm Beach Gardens, FL Mar 2023 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Victorville, CA Sep 2017 - Mar 2023 5
Bank Of America, N.a. Victorville, CA Sep 2017 - Mar 2023 5
Axa Advisors, LLC New York, NY Oct 2015 - Sep 2017 1
Omni Video Productions Bakersfield, CA Aug 2010 - Jul 2017 6
University Of California Santa Barbara Santa Barbara, CA Sep 2011 - Jun 2015 3
Ubs Financial Services Santa Barbara, CA Sep 2014 - Mar 2015 < 1
Cetera Advisor Networks Santa Barbara, CA Apr 2014 - Aug 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2015
Contact Info for Shaminder S. Dhindsa
Phone Number: 561-472-2700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    3,080
    MILLIONS
  • Total Number of Accounts
    62,656
    ACCOUNTS
  • Average Account Value
    $49,151
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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