Charles Butler, financial advisor Appleton WI
73 score

Charles Butler

CRD Number: 4590783
Current Firm: B. C. Ziegler And Company

Charles Butler (CRD# 4590783) is an Investment Advisor Representative working at B. C. Ziegler And Company in Appleton, WI and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
B.c. Ziegler And Company Appleton, WI Oct 2009 - Current 7
Chase Investment Services Corp Plano, TX Dec 2006 - Oct 2009 2
Countrywide Bank Na Calabasas, CA Jun 2006 - Dec 2006 < 1
Countrywide Investment Services, Inc. Chandler, AZ Jun 2006 - Dec 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2002
S66 NASAA Uniform Combined State Law Examination May 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Charles L. Butler
Phone Number: 312/263-0110
Firm Website: http://www.ziegler.com
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    412
    MILLIONS
  • Total Number of Accounts
    1,826
    ACCOUNTS
  • Average Account Value
    $225,791
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, CT, FL, GA, IA, IL, IN, MD, MI, MN, MO, NC, NJ, NV, NY, OH, OR, PA, TN, TX, VA, WA, WI

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BADGES
73

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