Andrew ShawCRD Number: 6010358
Current Firm: J.p. Morgan Securities LLC
Andrew Shaw (CRD# 6010358) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Arcata, CA and has over 5 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Eureka Financial Planners, LLC
Wells Fargo Advisors, LLC
|Jpmorgan Securities LLC||Arcata, CA||Apr 2016 - Current||1|
|Cuna Mutual Group||Eureka, CA||Jul 2014 - Apr 2016||1|
|Cuna Brokerage Services||Eureka, CA||Jul 2014 - Apr 2016||1|
|Edward Jones||Eureka, CA||Oct 2012 - Jun 2014||1|
|Edward Jones||St Louis, MO||Mar 2012 - Oct 2012||< 1|
|Edward Jones||Eureka, CA||Jan 2012 - Mar 2012||< 1|
|Humboldt States University||Arcata, CA||Aug 2007 - Dec 2011||4|
|Humboldt Crabs Baseball||Arcata, CA||Jun 2011 - Aug 2011||< 1|
|Streamguys||Arcata, CA||Jun 2010 - Aug 2010||< 1|
|Small Business Development Center||Oceanside, CA||Jun 2010 - Jul 2010||< 1|
|Leucadia Pizzaria||Encinitas, CA||Jun 2008 - Aug 2008||< 1|
|La Costa Canyon High School||Carlsbad, CA||Jan 2002 - May 2007||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2012|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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