Andrew Shaw, financial advisor Arcata CA
90 score

Andrew Shaw

CRD Number: 6010358
Current Firm: J.p. Morgan Securities LLC

Andrew Shaw (CRD# 6010358) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Arcata, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Securities LLC Arcata, CA Apr 2016 - Current < 1
Cuna Mutual Group Eureka, CA Jul 2014 - Apr 2016 1
Cuna Brokerage Services Eureka, CA Jul 2014 - Apr 2016 1
Edward Jones Eureka, CA Oct 2012 - Jun 2014 1
Edward Jones St Louis, MO Mar 2012 - Oct 2012 < 1
Edward Jones Eureka, CA Jan 2012 - Mar 2012 < 1
Humboldt States University Arcata, CA Aug 2007 - Dec 2011 4
Humboldt Crabs Baseball Arcata, CA Jun 2011 - Aug 2011 < 1
Streamguys Arcata, CA Jun 2010 - Aug 2010 < 1
Small Business Development Center Oceanside, CA Jun 2010 - Jul 2010 < 1
Leucadia Pizzaria Encinitas, CA Jun 2008 - Aug 2008 < 1
La Costa Canyon High School Carlsbad, CA Jan 2002 - May 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2012
Contact Info for Andrew W. Shaw
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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