Alice Vives Abraham, financial advisor Arecibo PR
79 score

Alice Vives Abraham

CRD Number: 4464466
Current Firm: Popular Securities, LLC

Alice Vives Abraham (CRD# 4464466) is an Investment Advisor Representative working at Popular Securities, LLC in Arecibo, PR and has over 2 years of experience in the finance industry.

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Popular Securities, LLC
Company Name Location Dates Years
Popular Securities, Inc. San Juan, PR Oct 2001 - Current 16
Popular Mortgage, Inc. Arecibo, PR Dec 1998 - Current 19
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Alice V. Vives Abraham
Phone Number: 787-758-7400
Firm Website:
Registered State(s):
  • PR
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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