Oswaldo Hernandez, financial advisor Arlington VA

Oswaldo Hernandez

CRD Number: 4245447
Current Firm: E*trade Capital Management, LLC

Oswaldo Hernandez (CRD# 4245447) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Arlington, VA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Capital Management LLC San Francisco, CA Dec 2017 - Current 3
E*trade Securities LLC San Francisco, CA Aug 2017 - Current 3
E*trade Capital Management LLC Chicago, IL Jan 2017 - Dec 2017 < 1
Optionshouse Chicago, IL Jun 2016 - Aug 2017 1
E*trade Securities LLC Chicago, IL Sep 2016 - Jan 2017 < 1
E*trade Securities LLC San Francisco, CA Feb 2016 - Jun 2016 < 1
E*trade Securities LLC San Francisco, CA Oct 2001 - Feb 2016 14
E*trade Savings Bank San Francisco, CA Nov 2006 - Oct 2013 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2002
S66 NASAA Uniform Combined State Law Examination Sep 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Oswaldo Hernandez
Phone Number: (703) 247-3700
Firm Website: https://www.etrade.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    7,788
    MILLIONS
  • Total Number of Accounts
    49,527
    ACCOUNTS
  • Average Account Value
    $157,249
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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