Joseph Brady (CRD# 5730275) is an Investment Advisor Representative working at Rock Financial Planning in Arvada, CO and has over 8 years of experience in the finance industry. Joseph Brady has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
CRD# 6818104
Winding Trail Financial Planning, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rock Financial Planning LLC | Arvada, CO | Apr 2019 - Current | 5 |
| Transitions Wealth Management | Greenwood Village, CO | Feb 2018 - Feb 2019 | 1 |
| Centennial State Financial | Greenwood Village, CO | Oct 2017 - Jan 2018 | < 1 |
| Fidelity Brokerage Services LLC | Greenwood Village, CO | Mar 2016 - Oct 2017 | 1 |
| Charles Schwab & Company, Inc. | Lone Tree, CO | May 2015 - Feb 2016 | < 1 |
| Self-employed | Centennial, CO | Mar 2013 - Mar 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2015 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2017 |
- CO
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Total Assets Under Management1MILLIONS
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Total Number of Accounts20ACCOUNTS
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Average Account Value$41,203
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CO
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