James MiddletonCRD Number: 5624164
Current Firm: Cannon Financial Strategists, Inc.
James Middleton (CRD# 5624164) is an Investment Advisor Representative working at Cannon Financial Strategists, Inc. in Athens, GA and has over 7 years of experience in the finance industry.
Cetera Advisors LLC
Elwood & Goetz Wealth Advisory Group, LLC
State Farm Investment Management Corp.
|Cannon Financial||Athens, GA||Dec 2010 - Current||7|
|Cannon Financial Strategists, Inc.||Athens, GA||Nov 2008 - Current||9|
|Diversified Investors Securities Corp.||Athens, GA||Dec 2009 - Dec 2010||1|
|East West Bistro||Athens, GA||Mar 2004 - Oct 2008||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management328MILLIONS
Total Number of Accounts777ACCOUNTS
Average Account Value$421,599
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
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