James Degennaro (CRD# 5717493) is an Investment Advisor Representative working at Voya Investment Management Company LLC in Atlanta, GA and has over 13 years of experience in the finance industry. James Degennaro has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6506817
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5147159
Raymond James & Associates, Inc.
CRD# 5016374
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Voya Investment Managment | Atlanta, GA | Dec 2022 - Current | 1 |
| Voya Investments Distributor, LLC | Windsor, CT | Dec 2022 - Current | 1 |
| Voya Investments Management Co, LLC | New York, NY | Dec 2022 - Current | 1 |
| Invesco | Atlanta, GA | Dec 2019 - Dec 2022 | 3 |
| Waypoint Direct Investments, LLC | Atlanta, GA | Mar 2019 - Nov 2019 | < 1 |
| Jim Degennaro, Realtor, American Dream Real Estate | Marietta, GA | Oct 2017 - Nov 2019 | 2 |
| Jhd Financial Planning | Acworth, GA | Nov 2015 - Dec 2018 | 3 |
| T. Rowe Price | Owings Mills, MD | Aug 2015 - Nov 2015 | < 1 |
| Ridgeworth Capital Management, LLC | Atlanta, GA | Jun 2014 - Jul 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2010 |
| S63 | Uniform Securities State Law Examination | Jun 2019 |
- AK
- AZ
- DE
- DC
- GA
- IL
- IN
- KY
- LA
- ME
- NM
- ND
- OK
- RI
- SC
- TX
- VA
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Total Assets Under Management241,808MILLIONS
-
Total Number of Accounts96,377ACCOUNTS
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Average Account Value$2,508,976
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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