Richard SampleyCRD Number: 409802
Current Firm: Bison Wealth, LLC
Richard Sampley (CRD# 409802) is an Investment Advisor Representative working at Bison Wealth, LLC in Atlanta, GA and has over 42 years of experience in the finance industry. Richard Sampley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Rollins Financial Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Raymond James & Associates, Inc.
|Lakeview Capital Partners, LLC||Atlanta, GA||Oct 2014 - Current||7|
|Raymond James & Associates, Inc.||Atlanta, GA||Feb 2013 - Oct 2014||1|
|Morgan Keegan & Company, Inc.||Atlanta, GA||Jul 2006 - Feb 2013||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1980|
|S66||NASAA Uniform Combined State Law Examination||Apr 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management576MILLIONS
Total Number of Accounts1,937ACCOUNTS
Average Account Value$297,410
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CT, FL, GA, IL, LA, MA, MS, NC, NH, NJ, NY, OH, PA, SC, TN, TX, VA, WA
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