Anthony Guzman (CRD# 7163808) is an Investment Advisor Representative working at Pioneer Wealth Management Group in Austin, TX and has over 3 years of experience in the finance industry. Anthony Guzman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pioneer Wealth Management Group | Austin, TX | Sep 2020 - Current | 3 |
| Lucien, Stirling & Gray | Austin, TX | Jul 2019 - Sep 2020 | 1 |
| Lucien, Stirling & Gray Advisory Group, Inc. | Austin, TX | Jul 2019 - Sep 2019 | < 1 |
| Dallas Isd | Dallas, TX | Jun 2017 - May 2019 | 1 |
| N/a | Dallas, TX | Dec 2016 - Jun 2017 | < 1 |
| Texas A&m | College Station, TX | Sep 2012 - Dec 2016 | 4 |
| Mariner Wealth Advisors | Leawood, KS | Jun 2016 - Aug 2016 | < 1 |
| Usaa | San Antonio, TX | Jun 2015 - Aug 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2020 |
- TX
-
Total Assets Under Management215MILLIONS
-
Total Number of Accounts1,195ACCOUNTS
-
Average Account Value$179,759
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other
CA, NY, TN, TX, WA
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