James Cavner, financial advisor Austin TX
93 score

James Cavner

CRD Number: 1355156
Current Firm: M Holdings Securities, Inc.

James Cavner (CRD# 1355156) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Austin, TX and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Cavner Social Enterprises, LLC Austin, TX Jul 2014 - Current 2
Wcl Partners, LP Austin, TX Jan 2003 - Current 13
M. Holdings Securities, Inc. Portland, OR Oct 2001 - Current 15
Insurance Distributors International Austin, TX Mar 1999 - Current 17
Waxmancavnerlawson, Dba Of Argus Fin. Group, Inc. Austin, TX Feb 1983 - Dec 2014 31
Sali Fund Services Austin, TX Dec 2002 - Jun 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1985
Contact Info for James D. Cavner
Phone Number: 800-656-6960
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    958
    MILLIONS
  • Total Number of Accounts
    2,758
    ACCOUNTS
  • Average Account Value
    $347,441
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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