James Erben (CRD# 2284879) is an Investment Advisor Representative working at Erben Associates, LLC in Austin, TX and has over 31 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| M Holdings Securities, Inc. | Portland, OR | May 2009 - Current | 14 |
| Erben Associates, LLC | Austin, TX | Mar 2006 - Current | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1993 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1999 |
- GA
- TX
-
Total Assets Under Management297MILLIONS
-
Total Number of Accounts715ACCOUNTS
-
Average Account Value$415,504
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AZ, CO, GA, PR, TX
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