Michael Charles (CRD# 4209666) is an Investment Advisor Representative working at Live Oak Investment Partners in Austin, TX and has over 23 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale, FL | Nov 2022 - Current | 1 |
| Live Oak Investment Partners | Austin, TX | Jul 2019 - Current | 4 |
| Cantella & Company, Inc. | Malden, MA | Oct 2019 - Nov 2022 | 3 |
| Raymond James & Associates | Austin, TX | Jan 2015 - Oct 2019 | 4 |
| Oppenheimer & Company Inc. | Austin, TX | Sep 2011 - Jan 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2000 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2007 |
- TX
-
Total Assets Under Management185MILLIONS
-
Total Number of Accounts747ACCOUNTS
-
Average Account Value$248,002
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
CA, CO, FL, GA, TX
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