Sean Borella (CRD# 6007271) is an Investment Advisor Representative working at Pgim Quantitative Solutions in Austin, TX and has over 10 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pgim Quantitative Solutions LLC | San Francisco, CA | Jun 2017 - Current | 6 |
| Pgim Quantitative Solutions LLC | San Francisco, CA | Jun 2017 - Current | 6 |
| Pgim Quantitative Solutions LLC | San Francisco, CA | Apr 2017 - Current | 7 |
| Prudential Investment Management Services LLC | San Francisco, CA | Apr 2017 - Current | 7 |
| Nipun Capital | Foster City, CA | Sep 2016 - Apr 2017 | < 1 |
| Rs Investments | San Francisco, CA | Jan 2015 - Jul 2016 | 1 |
| Futureadvisor | San Francisco, CA | Jun 2014 - Jan 2015 | < 1 |
| Hewins Financial Advisors, LLC | San Mateo, CA | Jun 2013 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2015 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2013 |
- CA
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Total Assets Under Management93,422MILLIONS
-
Total Number of Accounts170ACCOUNTS
-
Average Account Value$549,543,284
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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