David Nicholas (CRD# 5867028) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Bakersfield, CA and has over 12 years of experience in the finance industry.
CRD# 4291736
Lpl Financial LLC
CRD# 6682449
J.p. Morgan Securities LLC
CRD# 1960365
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Covenant Community Services Inc. | Bakersfield, CA | Oct 2023 - Current | < 1 |
| Transamerica Financial Advisors, Inc. | Bakersfield, CA | Jan 2012 - Current | 12 |
| World Financial Group, Inc. | Bakersfield, CA | Aug 2010 - Current | 13 |
| David K. Nicholas Cpa | Bakersfield, CA | Jan 2003 - Current | 21 |
| College Loan Freedom | Henderson, NV | Feb 2021 - Sep 2023 | 2 |
| Kern Leadership Alliance Services Inc. | Bakersfield, CA | Nov 2012 - Sep 2023 | 10 |
| Stockdale Greens Homeowners Association Inc. | Bakersfield, CA | Sep 2016 - Feb 2023 | 6 |
| Debtmerica | Santa Ana, CA | Oct 2013 - Feb 2023 | 9 |
| Rx.golf LLC | Nashville, TN | May 2019 - May 2019 | < 1 |
| Mexicali, Inc. | Bakersfield, CA | Aug 2017 - Jul 2018 | < 1 |
| Donald E. Barnes | Bakersfield, CA | Jul 2016 - Oct 2017 | 1 |
| Barnes Successor Trustes | Bakersfield, CA | Dec 1988 - Jul 2016 | 27 |
| The Barnes Trust | Bakersfield, CA | Dec 1988 - Jul 2016 | 27 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2011 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2013 |
- CA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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