John Fawson, financial advisor Baldwin City KS

John Fawson

CRD Number: 4277635
Current Firm: Ae Wealth Management, LLC

John Fawson (CRD# 4277635) is an Investment Advisor Representative working at Ae Wealth Management, LLC in Baldwin City, KS and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Ae Wealth Management, LLC Topeka, KS Jan 2019 - Current 2
Jc Grason LLC Baldwin City, KS Dec 2007 - Current 13
Brookstone Capital Management Wheaton, IL Apr 2008 - Jan 2019 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2000
S65 NASAA Investment Advisors Law Examination Dec 2007
S66 NASAA Uniform Combined State Law Examination Apr 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John P. Fawson
Phone Number: 866-363-9595
Firm Website: https://www.ae-wm.com
Registered State(s):
  • AZ
  • KS
By the Numbers
  • Total Assets Under Management
    8,584
    MILLIONS
  • Total Number of Accounts
    74,292
    ACCOUNTS
  • Average Account Value
    $115,541
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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