James Wagstaff, financial advisor Ballwin MO
81 score

James Wagstaff

CRD Number: 4599932
Current Firm: Primerica Advisors

James Wagstaff (CRD# 4599932) is an Investment Advisor Representative working at Primerica Advisors in Ballwin, MO and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Sunset Auto Group St. Louis, MO Oct 2014 - Current 2
Pfs Investments Inc. Ballwin, MO Oct 2002 - Current 14
Primerica Financial Services Ballwin, MO Apr 2002 - Current 14
Dillard's St. Louis, MO Feb 2014 - Sep 2014 < 1
Bma Software Chesterfield, MO Apr 2011 - Apr 2012 1
Jim Butler Saturn St. Louis, MO Nov 2007 - Dec 2008 1
Lou Fusz Saturn St. Louis, MO Dec 2006 - Nov 2007 < 1
Seasonal Concepts St. Louis, MO Feb 2006 - Dec 2006 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Apr 2014
S63 Uniform Securities State Law Examination Jan 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for James A. Wagstaff
Phone Number: 800-544-5445
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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