Andrew Conn, financial advisor Baltimore MD

Andrew Conn

CRD Number: 6872597
Current Firm: Rbc Capital Markets, LLC

Andrew Conn (CRD# 6872597) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Baltimore, MD and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Baltimore, MD Feb 2019 - Current 1
Unemployed Baltimore, MD Nov 2018 - Jan 2019 < 1
Steward Partners Baltimore, MD Oct 2017 - Oct 2018 1
Towson University Towson, MD Sep 2015 - Sep 2017 2
Mth Electric Trains Columbia, MD Jun 2015 - Aug 2015 < 1
Towson University Towson, MD Sep 2014 - May 2015 < 1
Glenelg Country School Ellicott City, MD Jun 2014 - Aug 2014 < 1
Glenelg Country School Ellicott City, MD Oct 2013 - May 2014 < 1
Glenelg Country School Ellicott City, MD Sep 2012 - Sep 2013 1
Covered Bridge Farm Woodbine, MD Jun 2012 - Aug 2012 < 1
Glenelg Country School Ellicott City, MD Jan 2009 - May 2012 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2019
Contact Info for Andrew S. Conn
Phone Number: 212-858-7000
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    141,725
    MILLIONS
  • Total Number of Accounts
    321,244
    ACCOUNTS
  • Average Account Value
    $441,177
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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