Stephen Baird (CRD# 5170645) is an Investment Advisor Representative working at Jemma Financial Services in Baltimore, MD and has over 17 years of experience in the finance industry. Stephen Baird has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1582180
Thrivent Investment Management Inc.
CRD# 2436101
Abel Financial Management Company
CRD# 2763082
Mml Investors Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jemma Investment Advisors LLC | Baltimore, MD | Dec 2020 - Current | 3 |
| Foreside Fund Services, LLC | Baltimore, MD | Jul 2018 - Current | 5 |
| Harborside Sales Group, LLC | Baltimore, MD | Jan 2015 - Current | 9 |
| Quasar Distributors, LLC | Milwaukee, WI | Feb 2017 - Jul 2018 | 1 |
| Lmm, LLC | Baltimore, MD | Feb 2017 - Jul 2018 | 1 |
| Eulav Securities LLC | Baltimore, MD | Jan 2015 - Dec 2016 | 1 |
| Lord, Abbett & Company LLC | Jersey City, NJ | Jul 2008 - Oct 2014 | 6 |
| Lord Abbett Distributor LLC | Jersey City, NJ | Jun 2008 - Oct 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2007 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2008 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2020 |
- MD
- PA
-
Total Assets Under Management99MILLIONS
-
Total Number of Accounts571ACCOUNTS
-
Average Account Value$173,047
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CO, CT, DE, FL, IL, MD, ME, MI, NC, NH, NJ, NY, PA, SC, TX, VA, WA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.