Steven James, financial advisor Baltimore MD
90 score

Steven James

CRD Number: 5921639
Current Firm: T. Rowe Price Advisory Services, Inc.

Steven James (CRD# 5921639) is an Investment Advisor Representative working at T. Rowe Price Advisory Services, Inc. in Baltimore, MD and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
T. Rowe Price Baltimore, MD Apr 2012 - Current 4
Turf Valley Resort Ellicott City, MD Jun 2004 - May 2012 7
Pine Orchard Liquors Ellicott City, MD Feb 2012 - Mar 2012 < 1
Northwestern Mutual Investment Services, LLC Columbia, MD Oct 2011 - Dec 2011 < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2011 - Dec 2011 < 1
Dough Roller Ocean City, MD May 2009 - May 2011 2
Salisbury Unviversity Salisbury, MD Aug 2007 - May 2011 3
Salisbury University Dining Services Salisbury, MD Mar 2009 - May 2010 1
Planet Fitness Baltimore, MD Dec 2008 - Jan 2009 < 1
Mt Hebron High School Ellicott City, MD Sep 2005 - Jun 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2012
S66 NASAA Uniform Combined State Law Examination Aug 2013
Contact Info for Steven M. James
Phone Number: 410-345-2000
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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