Jared O'roak, financial advisor Bangor ME
93 score

Jared O'roak

CRD Number: 4428643
Current Firm: Morgan Stanley

Jared O'roak (CRD# 4428643) is an Investment Advisor Representative working at Morgan Stanley in Bangor, ME and has over 15 years of experience in the finance industry.

Similar Advisors
Margaret Capehart, financial advisor Bangor ME
Margaret M. Capehart
CRD# 4652786
Ameriprise Financial Services, Inc.
Score
96
Similar Advisors
Jean Deighan, financial advisor Bangor ME
Jean M. Deighan
CRD# 1649834
Deighan Wealth Advisors
Score
96
Similar Advisors
Mark Erhardt, financial advisor Bangor ME
Mark A. Erhardt
CRD# 2975261
Rbc Capital Markets, LLC
Score
96
Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Bangor, ME Apr 2016 - Current < 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney LLC Bangor, ME Jan 2011 - Apr 2016 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bangor, ME Oct 2009 - Jan 2011 1
Banc Of America Investment Services, Inc. Bangor, ME Jan 2008 - Jan 2011 3
Banc Of America Insurance Services, Inc. Bangor, ME Jan 2008 - Jan 2011 3
Fidelity Brokerage Services LLC Portland, ME Jul 2001 - Jan 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2001
S66 NASAA Uniform Combined State Law Examination Oct 2005
Contact Info for Jared S. O'roak
Phone Number: 914-225-5510
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Jared O'roak and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.