Steven Smith, financial advisor Bangor ME
93 score

Steven Smith

CRD Number: 4561253
Current Firm: People's Securities, Inc.

Steven Smith (CRD# 4561253) is an Investment Advisor Representative working at People's Securities, Inc. in Bangor, ME and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
People's Securities, Inc. Bridgeport, CT Jan 2010 - Current 6
Td Wealth Management Services Inc. Ellsworth, ME Nov 2009 - Jan 2010 < 1
Td Wealth Management Services Inc. Ellsworth, ME Nov 2009 - Jan 2010 < 1
Td Banknorth Bangor, ME Jun 2005 - Jan 2010 4
Bancnorth Investment Group, Inc. Bangor, ME Jun 2005 - Jan 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2002
S65 NASAA Investment Advisors Law Examination Mar 2004
Contact Info for Steven S. Smith
Phone Number: 1-800-392-3009
Registered State(s):
  • CT
  • ME
  • MA
  • NH
  • GA
By the Numbers
  • Total Assets Under Management
    687
    MILLIONS
  • Total Number of Accounts
    882
    ACCOUNTS
  • Average Account Value
    $778,713
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AZ, CA, CO, CT, DE, FL, GA, ID, IL, IN, LA, MA, MD, ME, MI, MN, MS, NC, NH, NJ, NY, OH, PA, RI, SC, TN, TX, UT, VA, VT, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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