Charles Schaaf, financial advisor Batesville AR

Charles Schaaf

CRD Number: 6524912
Current Firm: Ameriprise Financial Services, LLC

Charles Schaaf (CRD# 6524912) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Batesville, AR and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, LLC Batesville, AR Mar 2020 - Current 4
Ameriprise Financial Services, Inc. Batesville, AR Jun 2018 - Mar 2020 1
Investment Professionals, Inc. San Antonio, TX Feb 2016 - Sep 2018 2
Investment Professionals, Inc. Batesville, AR Jun 2015 - Feb 2016 < 1
Jackson-madison County General Hospital Jackson, TN Sep 2014 - May 2015 < 1
Unemployed/full-time Student Jackson, TN Jul 2011 - Aug 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Charles W. Schaaf
Phone Number: 612-671-3131
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    479,794
    MILLIONS
  • Total Number of Accounts
    2,284,921
    ACCOUNTS
  • Average Account Value
    $209,983
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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