CRD Number: 6081998
Current Firm: Lpl Financial LLC
Compensation Model: Both
James co-founded Capital South Wealth Management to address the needs of underserved families and individuals. James and the Capital South team work with clients to plan for wealth transfers whether by death, divorce or windfall. This process requires diligence and care to examine every aspect from asset protection, behavioral counseling, income planning, insurance, budgeting, estate planning and investments.
James is an alum of the E.J. Ourso College of Business at Louisiana State University, where he graduated with both a Bachelor of Science in Finance and a Master of Science in Finance with a focus on Financial Planning. He is a CERTIFIED FINANCIAL PLANNER™ Professional, awarded by the Certified Financial Planner Board of Standards, Inc. In addition to the CFP® designation, James is also a Chartered Financial Consultant®. The ChFC® designation is awarded by the American College, a non-profit educational institution with the highest academic accreditation, dedicated to the development of financial professionals.
His professional securities registrations include Series 7-General Securities Representative, Series 66-Investment Adviser Representative, and Life, Health and Disability Insurance license. James is a member of several professional and community organizations including the Financial Planning Association (FPA), the Baton Rouge Estate & Business Planning Council, Forum 35, the Louisiana Association of Business and Industry and he currently serves as an ambassador of the Baton Rouge Area Chamber.
Geneos Wealth Management, Inc.
Lpl Financial LLC
|LPL Financial||Baton Rouge, LA||Aug 2016 - Current||< 1|
|Capital South Wealth Management, LLC.||Baton Rouge, LA||Aug 2014 - Current||2|
|Infinity Financial Group||Baton Rouge, LA||Jun 2012 - Dec 2015||3|
|Louisiana State University||Baton Rouge, LA||Aug 2009 - May 2013||3|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Dec 2013|
|S66||NASAA Uniform Combined State Law Examination||Dec 2013|
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC. For a list of states in which I am registered to conduct securities business, visit my website at www.capitalsouthwm.com
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