Charles Sewell, financial advisor Baxter TN
96 score

Charles Sewell

CRD Number: 1327173
Current Firm: Fsc Securities Corporation

Charles Sewell (CRD# 1327173) is an Investment Advisor Representative working at Fsc Securities Corporation in Baxter, TN and has over 31 years of experience in the finance industry. Charles Sewell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Compass Advisory Partners Baxter, TN Oct 2007 - Current 9
Fsc Securities Corporation Baxter, TN Jan 2000 - Current 16
Sewell Farms At Rum Creek Sparta, TN Oct 1971 - Current 45
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1984
S65 NASAA Investment Advisors Law Examination Aug 1995
Contact Info for Charles A. Sewell
Phone Number: 1-800-547-2382
Firm Website: http://www.fscorp.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    5,630
    MILLIONS
  • Total Number of Accounts
    24,779
    ACCOUNTS
  • Average Account Value
    $227,192
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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