Bruce Falcon (CRD# 2317966) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Bay City, MI and has over 31 years of experience in the finance industry.
CRD# 1031068
Cwm, LLC
CRD# 5184145
Raymond James & Associates, Inc.
CRD# 3160022
Robert W. Baird & Company Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | Bay City, MI | May 2023 - Current | < 1 |
| Independent Insurance Agent | Bay City, MI | May 2002 - Current | 21 |
| The O.n. Equity Sales Company | Bay City, MI | Jun 2022 - May 2023 | < 1 |
| Ohio National Financial Services | Cincinnati, OH | Feb 2012 - May 2023 | 11 |
| Pruco Securities LLC | Troy, MI | Jun 2022 - Mar 2023 | < 1 |
| The Prudential Insurance Company Of America | Troy, MI | Jun 2022 - Jun 2022 | < 1 |
| The On Equity Sales Company | Cincinnati, OH | Apr 2012 - Jun 2022 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1993 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2016 |
- MI
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Total Assets Under Management94,558MILLIONS
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Total Number of Accounts437,201ACCOUNTS
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Average Account Value$216,280
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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