David Ligotti, financial advisor Bay Harbor MI

David Ligotti

CRD Number: 4255269
Current Firm: Cetera Investment Advisers LLC

David Ligotti (CRD# 4255269) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Bay Harbor, MI and has over 20 years of experience in the finance industry. David Ligotti has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cetera Financial Specialists LLC Schaumburg, IL May 2004 - Current 16
Cetera Investment Advisers LLC Schaumburg, IL May 2004 - Current 16
David Ligotti, Cpa Ann Arbor, MI Dec 1996 - Current 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2000
Contact Info for David R. Ligotti
Phone Number: 888-528-2987
Registered State(s):
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    15,868
    MILLIONS
  • Total Number of Accounts
    78,591
    ACCOUNTS
  • Average Account Value
    $201,910
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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