Thomas Lick, financial advisor Bay Minette AL

Thomas Lick

CRD Number: 6546468
Current Firm: Edward Jones

Thomas Lick (CRD# 6546468) is an Investment Advisor Representative working at Edward Jones in Bay Minette, AL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St Louis, MO Mar 2020 - Current 4
Regions Bank Mobile, AL Jul 2018 - Mar 2020 1
Self Employed Mobile, AL Dec 2013 - Mar 2020 6
Superior Mosquito Defense Mobile, AL Jun 2017 - Jul 2018 1
State Farm Insurance Sarasota, FL Feb 2017 - Jul 2017 < 1
Florida Home Improvement Associates Sarasota, FL Oct 2016 - Feb 2017 < 1
State Farm Insurance Sarasota, FL Aug 2016 - Sep 2016 < 1
State Farm Insurance Hattiesburg, MS May 2016 - Aug 2016 < 1
New York Life Hattieseburg, MS Aug 2015 - Apr 2016 < 1
Unemployed Hattiesburg, MS May 2015 - Jul 2015 < 1
Sanderson Farms Laurel, MS Sep 2014 - May 2015 < 1
Unemployed Hattiesburg, MS Jan 2014 - Sep 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2020
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas Lick
Phone Number: 314-515-2000
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    692,248
    MILLIONS
  • Total Number of Accounts
    4,749,388
    ACCOUNTS
  • Average Account Value
    $145,755
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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