Richard Holle (CRD# 2084676) is an Investment Advisor Representative working at Wealthplan Partners in Bayonne, NJ and has over 30 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wealthplan Partners, LLC | Omaha, NE | Jan 2020 - Current | 4 |
| Securities America Inc. | Bayonne, NY | Dec 2016 - Current | 7 |
| Lpl Financial LLC | Bayonne, NJ | Feb 2014 - Current | 10 |
| Wealthplan Partners, Inc. | Omaha, NE | Feb 2014 - Current | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1993 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management1,813MILLIONS
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Total Number of Accounts8,894ACCOUNTS
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Average Account Value$203,816
- A percentage of assets under your management
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