Brian Stephens (CRD# 2777382) is an Investment Advisor Representative working at Avantax Advisory Services in Baytown, TX and has over 27 years of experience in the finance industry.
CRD# 5462249
Nxt:gen Financial Planning
CRD# 7438882
Worthwise Financial Partners
CRD# 4928336
Worthen Financial Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Avantax Planning Partners, Inc. | Houston, TX | Jan 2024 - Current | < 1 |
| Integrated Tax And Wealth Strategies | Baytown, TX | Feb 2023 - Current | 1 |
| Lafayette Place Section Two Property Owners Association | Houston, TX | Sep 2020 - Current | 3 |
| Royal Crest Office Association | Houston, TX | Aug 2020 - Current | 3 |
| Royal Crest Office Association | Baytown, TX | Aug 2020 - Current | 3 |
| Jv Tank Lines LLC | Baytown, TX | Nov 2019 - Current | 4 |
| 2707 W Baker Rd LLC | Baytown, TX | Oct 2019 - Current | 4 |
| Avantax Insurance Services, LLC | Houston, TX | Feb 2014 - Current | 10 |
| Avantax Advisory Services | Houston, TX | Mar 1998 - Current | 26 |
| Avantax Investment Services, Inc. | Houston, TX | Jul 1996 - Current | 27 |
| Davis & Associates Cpa Firm | Baytown, TX | Jun 1993 - Current | 30 |
| 2214 Post Office LLC | Houston, TX | Apr 2003 - Dec 2022 | 19 |
| Jb T-sip Family Limited Partnership | Baytown, TX | Dec 2021 - Oct 2022 | < 1 |
| Halloway And Associates | Houston, TX | Jan 2015 - Jul 2021 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1996 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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