James Allen, financial advisor Beachwood OH
89 score

James Allen

CRD Number: 6151713
Current Firm: Td Ameritrade, Inc.

James Allen (CRD# 6151713) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Beachwood, OH and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade, Inc. Beachwood, OH Jan 2013 - Current 3
Progressive Corporation Mayfield Village, OH Jan 2012 - Jan 2013 1
Unemployed Reminderville, OH Aug 2011 - Jan 2012 < 1
Verizon Wireless Solon, OH Aug 2009 - Aug 2011 2
Motorcars Inc. Bedford, OH Apr 2009 - Aug 2009 < 1
Boater's World Mentor, OH Dec 2007 - Apr 2009 1
Boater's World Traverse City, MI Jul 2002 - Dec 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2013
Contact Info for James C. Allen
Phone Number: (800) 669-3900
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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