David Moore (CRD# 1002935) is an Investment Advisor Representative working at Planrock Investments LLC in Beechgrove, TN and has over 29 years of experience in the finance industry. David Moore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2868401
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2653243
Cambridge Investment Research Advisors, Inc.
CRD# 4493602
Truist Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Planrock Investments, LLC | Franklin, TN | Mar 2021 - Current | 3 |
| Timothy Partners, Ltd. | Maitland, FL | Feb 2019 - Current | 5 |
| Compass Advisory Partners LLC | Beechgrove, TN | May 2020 - Mar 2021 | < 1 |
| Fsc Securities Corporation | Cookeville, TN | May 2020 - Mar 2021 | < 1 |
| Unemployed | Brentwood, TN | May 2018 - Feb 2019 | < 1 |
| Victory Capital Management | Cleveland, OH | May 2015 - Jun 2018 | 3 |
| Compass Advisory Group, LLC | Brentwood, TN | Oct 2005 - Apr 2015 | 9 |
| Compass Financial Group | Brentwood, TN | Dec 1996 - Apr 2015 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Nov 1994 |
| S63 | Uniform Securities State Law Examination | Sep 2019 |
- TN
-
Total Assets Under Management27MILLIONS
-
Total Number of Accounts79ACCOUNTS
-
Average Account Value$344,997
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Other
TN, TX
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