David Barnes, financial advisor Baldwin MD

David Barnes

CRD Number: 2390785
Current Firm: Rbc Capital Markets, LLC

David Barnes (CRD# 2390785) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Baldwin, MD and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Bel Air, MD May 2024 - Current < 1
Bank Of America,n.a. Bel Air, MD Jun 2011 - May 2024 12
Merrill Lynch, Pierce, Fenner & Smith Incorporated Belair, MD Aug 1993 - May 2024 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1993
S65 NASAA Investment Advisors Law Examination Nov 1993
Contact Info for David J. Barnes
Phone Number: 212-858-7000
Registered State(s):
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    201,264
    MILLIONS
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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