Brent Neis (CRD# 2867316) is an Investment Advisor Representative working at Plus Group Wealth Advisors, LLC in Belgium, WI and has over 26 years of experience in the finance industry.
CRD# 4497282
Stifel, Nicolaus & Company, Incorporated
CRD# 2304237
Robert W. Baird & Company Incorporated
CRD# 1193947
Haese Financial Group Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Plus Group Wealth Advisors, LLC | Belgium, WI | Mar 2019 - Current | 5 |
| Brent Neis, Sole Proprietor | Belgium, WI | Sep 2000 - Current | 23 |
| Securities America Advisors, Inc. | Belgium, WI | Oct 2016 - Jul 2019 | 2 |
| Securities America, Inc. | Belgium, WI | Nov 2012 - Jul 2019 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1997 |
| S65 | NASAA Investment Advisors Law Examination | May 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
- WI
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Total Assets Under Management109MILLIONS
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Total Number of Accounts881ACCOUNTS
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Average Account Value$124,181
- A percentage of assets under your management
- Hourly charges
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
TX, WI
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