Malcolm Pfenninger, financial advisor Bellaire TX

Malcolm Pfenninger

CRD Number: 5776966
Current Firm: Sagepoint Financial, Inc.

Malcolm Pfenninger (CRD# 5776966) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Bellaire, TX and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Sagepoint Financial, Inc. Bellaire, TX Jan 2020 - Current < 1
The Ameriflex Group, Inc. Bellaire, TX Jan 2020 - Current < 1
Eagle Strategies LLC Houston, TX Jul 2014 - Jan 2020 5
Oak Bridge Financial, LLC Houston, TX Dec 2013 - Jan 2020 6
Nylife Securities LLC Houston, TX Oct 2010 - Jan 2020 9
New York Life Insurance Company Houston, TX Apr 2010 - Jan 2020 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2010
S66 NASAA Uniform Combined State Law Examination Jun 2014
Contact Info for Malcolm B. Pfenninger
Phone Number: 1-800-552-3319 EXT 2606
Registered State(s):
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    9,995
    MILLIONS
  • Total Number of Accounts
    46,390
    ACCOUNTS
  • Average Account Value
    $215,462
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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