Thomas BakerCRD Number: 5303013
Current Firm: Transamerica Financial Advisors, Inc.
Thomas Baker (CRD# 5303013) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Bellevue, WA and has over 16 years of experience in the finance industry.
Harbour Investments, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Solterra LLC||Seatle, WA||Apr 2016 - Current||7|
|World System Builders (wsb)||Alviso, CA||Jul 2015 - Current||7|
|Transamerica Financial Advisors, Inc.||Bellevue, WA||Jan 2012 - Current||11|
|World Financial Group||Bellevue, WA||Feb 2007 - Current||16|
|Clear Energy||Renton, WA||May 2002 - Current||21|
|Thomas M. Baker & Linda A. Baker Joint Owners Of 2 Rental Homes||Renton, WA||Jun 1992 - Current||31|
|John Chi International Company||Bellevue, WA||Sep 2015 - May 2019||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2007|
|S65||NASAA Investment Advisors Law Examination||Mar 2009|
Total Assets Under Management1,815MILLIONS
Total Number of Accounts59,659ACCOUNTS
Average Account Value$30,430
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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