James Rose (CRD# 6610954) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Beloit, WI and has over 8 years of experience in the finance industry.
CRD# 2088227
Cetera Investment Advisers LLC
CRD# 5115121
Focus Financial Advisors
CRD# 6311988
Savant Wealth Management
Company Name | Location | Dates | Years |
---|---|---|---|
First Mid Bank And Trust | Beloit, WI | Dec 2023 - Current | < 1 |
Raymond James Financial Services Advisors, Inc. | Beloit, WI | Nov 2019 - Current | 4 |
Raymond James Financial Services, Inc. | Beloit, WI | Nov 2019 - Current | 4 |
Blackhawk Bank | Beloit, WI | Nov 2019 - Aug 2023 | 3 |
Blackhawk Investment Group | Beloit, WI | Nov 2019 - Aug 2023 | 3 |
Blackhawk Wealth Advisors | Beloit, WI | Nov 2019 - Aug 2023 | 3 |
Edward Jones | Stillman Valley, IL | May 2018 - Nov 2019 | 1 |
Edward Jones | Rockford, IL | Feb 2016 - May 2018 | 2 |
Behr Iron & Metal | Rockford, IL | May 2012 - Feb 2016 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Apr 2016 |
- IL
- WI
-
Total Assets Under Management275,430MILLIONS
-
Total Number of Accounts985,117ACCOUNTS
-
Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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