Douglas Filipovits, financial advisor Raytown MO

Douglas Filipovits

CRD Number: 4603657
Current Firm: Cetera Advisors LLC

Douglas Filipovits (CRD# 4603657) is an Investment Advisor Representative working at Cetera Advisors LLC in Raytown, MO and has over 21 years of experience in the finance industry. Douglas Filipovits has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Focused Asset Management Dba Garrison&associates/the Tax Shoppe Raytown, MO Jan 2022 - Current 2
Cetera Advisors LLC Denver, CO Jan 2013 - Current 11
Focused Asset Management, LLC Kansas City, MO Jul 2010 - Current 13
Douglas Filipovits Kansas City, MO Nov 2007 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2002
S65 NASAA Investment Advisors Law Examination Jan 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Douglas R. Filipovits
Phone Number: 800-929-3485
Firm Website: http://cetera.com
Registered State(s):
  • KS
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    21,228
    MILLIONS
  • Total Number of Accounts
    90,646
    ACCOUNTS
  • Average Account Value
    $234,185
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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