Neal Richards, financial advisor Bend OR
93 score

Neal Richards

CRD Number: 5426580
Current Firm: Wells Fargo Advisors, LLC

Neal Richards (CRD# 5426580) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Bend, OR and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors Bend, OR Jun 2012 - Current 4
Redmond High School Bend, OR Oct 2009 - Current 7
Northwestern Investment Services, LLC Bend, OR Jan 2008 - Mar 2012 4
Northwestern Mutual Life Insurance Company Milwaukee, WI Sep 2007 - Mar 2012 4
Greg Christiansen Construction Corvallis, OR Jul 2007 - Jul 2007 < 1
Noelleeming Group Nelson, Oct 2006 - May 2007 < 1
Lake County Resource Initiative Lakeview, OR Jun 2002 - Aug 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Neal A. Richards
Phone Number: 314-875-3000
Registered State(s):
  • OR
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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