Neal Richards (CRD# 5426580) is an Investment Advisor Representative working at Axiom Wealth Strategies, LLC in Bend, OR and has over 15 years of experience in the finance industry.
CRD# 2405340
Ascent Capital
CRD# 6255154
Axia Wealth Management Inc.
CRD# 4771734
Raymond James & Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Axiom Wealth Strategies, LLC | Bend, OR | Mar 2021 - Current | 3 |
Cascade Financial Strategies | Bend, OR | Apr 2017 - Current | 7 |
Wells Fargo Advisors, LLC | Bend, OR | Jun 2012 - Apr 2017 | 4 |
Bend Swim Club | Bend, OR | Oct 2013 - Jul 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 2008 |
S66 | NASAA Uniform Combined State Law Examination | Aug 2012 |
- ID
- OR
- TX
-
Total Assets Under Management71MILLIONS
-
Total Number of Accounts323ACCOUNTS
-
Average Account Value$220,011
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
ID, OR, TX
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.