Neal Richards, financial advisor Bend OR
93 score

Neal Richards

CRD Number: 5426580
Current Firm: Cascade Financial Strategies

Neal Richards (CRD# 5426580) is an Investment Advisor Representative working at Cascade Financial Strategies in Bend, OR and has over 9 years of experience in the finance industry.

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Securities America Advisors, Inc.
Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Bend, OR Nov 2016 - Current 1
Wells Fargo Advisors Bend, OR Jun 2012 - Nov 2016 4
Redmond High School Bend, OR Oct 2009 - Jun 2013 3
Northwestern Investment Services, LLC Bend, OR Jan 2008 - Mar 2012 4
Northwestern Mutual Life Insurance Company Milwaukee, WI Sep 2007 - Mar 2012 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Neal A. Richards
Phone Number: 541-678-5475
Registered State(s):
  • CA
  • TX
  • ID
  • OR
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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