Annie Norris (CRD# 1738779) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Benton, AR and has over 36 years of experience in the finance industry.
CRD# 1465724
Bok Financial Advisors
CRD# 2590554
Hot Springs Asset Management, Inc.
CRD# 4358121
Stifel, Nicolaus & Company, Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Red Dog Investment Group | Little Rock, AR | Nov 2018 - Current | 5 |
| Raymond James Financial Services, Inc. | Benton, AR | Feb 2018 - Current | 6 |
| Raymond James Financial Services Advisors, Inc. | Benton, AR | Feb 2018 - Current | 6 |
| Swg Holding | Little Rock, AR | Feb 2018 - Current | 6 |
| Merrill Lynch | Little Rock, AR | Oct 1986 - Feb 2018 | 31 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1987 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AR
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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