Samuel Talbert, financial advisor Benton AR
28 score

Samuel Talbert

CRD Number: 5524603
Current Firm: Capital Markets Iq, LLC

Samuel Talbert (CRD# 5524603) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Benton, AR and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Capital Markets Iq, LLC Benton, AR Jul 2013 - Current 4
Safe Money Advisors, Pllc Benton, AR Apr 2012 - Current 5
Allied Wealth Management Inc. Benton, AR Feb 2007 - Current 11
Allied Financial Services Benton, AR Jul 1998 - Current 19
Nms Capital Asset Management Beverly Hills, CA Dec 2011 - Jun 2013 1
Carr Miller Capital Investments, LLC Little Rock, AR Jun 2009 - Sep 2009 < 1
Brookstone Securities, Inc. Lakeland, FL Apr 2008 - Dec 2008 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
  • Civil Judgement
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Samuel C. Talbert
Phone Number: 310.882.6380
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States


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